Senior compliance officer

Confidential Careers

Vakansiya haqqında

Description:

The Senior Compliance Manager is responsible for leading and overseeing the organization's compliance framework, ensuring adherence to applicable laws, regulations, regulatory requirements, and industry best practices. The role serves as a key advisor to senior management and the Board of Directors on compliance, regulatory, anti-money laundering (AML), and corporate governance matters while fostering a strong culture of compliance across the organization.

Responsibilities:

Develop, implement, and continuously enhance the Compliance Program, Policies, and Procedures in line with evolving regulatory requirements and industry standards.
Monitor and interpret new laws, regulations, circulars, and regulatory guidance, assessing their impact on the business and ensuring timely implementation.
Lead compliance risk assessments and identify, evaluate, and mitigate compliance, regulatory, and legal risks associated with new products, services, business initiatives, and marketing campaigns.
Oversee the organization's Anti-Money Laundering (AML) and review and approve legal agreements, contracts, account opening documentation, KYC files, and third-party due diligence processes to ensure compliance with applicable laws and regulations.
Collaborate closely with Internal Audit, External Auditors, Legal Counsel, Risk Management, and business units to ensure effective compliance oversight.
Design and deliver compliance awareness and training programs for employees and management on regulatory obligations, AML, ethics, and anti-bribery requirements.

Requirement

Bachelor's degree in law, Business Administration, Finance, Accounting, or a related field. Master's degree is an advantage.
Minimum of 6 –10 years of progressive experience in Compliance, AML, Risk, or Regulatory Affairs, preferably within the Financial Services or Capital Markets industry.
Strong knowledge of compliance frameworks, AML/CTF regulations, sanctions requirements, anti-bribery laws, and financial markets regulations.

Description:

Responsibilities:

Develop, implement, and continuously enhance the Compliance Program, Policies, and Procedures in line with evolving regulatory requirements and industry standards.
Monitor and interpret new laws, regulations, circulars, and regulatory guidance, assessing their impact on the business and ensuring timely implementation.
Lead compliance risk assessments and identify, evaluate, and mitigate compliance, regulatory, and legal risks associated with new products, services, business initiatives, and marketing campaigns.
Oversee the organization's Anti-Money Laundering (AML) and review and approve legal agreements, contracts, account opening documentation, KYC files, and third-party due diligence processes to ensure compliance with applicable laws and regulations.
Collaborate closely with Internal Audit, External Auditors, Legal Counsel, Risk Management, and business units to ensure effective compliance oversight.
Design and deliver compliance awareness and training programs for employees and management on regulatory obligations, AML, ethics, and anti-bribery requirements.

Requirement

Bachelor's degree in law, Business Administration, Finance, Accounting, or a related field. Master's degree is an advantage.
Minimum of 6 –10 years of progressive experience in Compliance, AML, Risk, or Regulatory Affairs, preferably within the Financial Services or Capital Markets industry.
Strong knowledge of compliance frameworks, AML/CTF regulations, sanctions requirements, anti-bribery laws, and financial markets regulations.

Yerləşmə

Bakı

Təcrübə

6–10 il

Məşğulluq

Tam ştat

Əməkhaqqı

Göstərilməyib

Yerləşdirilib

18 avqust 2026