Специалист по комплаенсу

Currently, “FINCA Azerbaijan” Non-Bank Credit Organization is looking for a Compliance Specialist.

Essential duties:

• Support the implementation and maintenance of the Company’s AML/CFT, KYC, sanctions, and broader compliance framework in accordance with applicable laws, regulations, regulatory requirements, and internal policies.
• Provide support and guidance to FAZ personnel regarding the application of the AML/CFT Policy and KYC Procedures, the investigation and reporting of suspicious activity, and compliance training under the AML/CFT Policy.
• Investigate suspicious activity, take appropriate action in accordance with applicable policies and procedures, and report identified concerns and related actions to the Head of Compliance and Senior Management.
• Support the monitoring and assessment of AML/CFT risks arising from customers, products, services, geographic exposure, delivery channels, and other relevant risk factors.
• Assist in conducting AML/CFT risk assessments, including the Enterprise-Wide Risk Assessment (EWRA), identifying emerging risks, and developing and following up on appropriate mitigation measures.
• Support the preparation of regulatory, management, internal, and Global compliance reports, including periodic AML/CFT and other compliance-related reporting.
• Assist with regulatory inspections, internal and external audits, and compliance reviews by preparing requested information, coordinating responses, and tracking remediation actions.
• Follow up on identified compliance deficiencies and corrective action plans, ensuring that agreed actions are properly documented and implemented within established deadlines.
• Support the development and delivery of AML/CFT, sanctions, KYC, and compliance awareness training for employees.
• Review and contribute to the development, review, and updating of AML/CFT and compliance policies, procedures, methodologies, and guidance materials.
• Monitor and maintain awareness of changes in applicable legislation, regulatory requirements, sanctions regimes, and relevant industry standards, and support the assessment of their potential impact on the Company.
• Support the enhancement and automation of compliance controls and systems, including customer screening, risk classification, transaction monitoring, and compliance reporting.
• Perform other AML/CFT and compliance-related duties and assignments as assigned by the Head of Compliance.